Advisory
Business Consulting
Strategic guidance to help your business navigate challenges and seize opportunities for growth.
Learn MoreIndustry Expertise
Investment Management
Portfolio accounting, NAV calculations, SEC compliance, and performance reporting for investment advisors, hedge funds, and asset managers.
Financial Expertise for Investment Management Firms
Investment management firms face rigorous financial requirements including daily or periodic NAV calculations, complex portfolio accounting across multiple asset classes, SEC and state regulatory compliance, and the performance reporting standards that institutional and high-net-worth investors demand.
SMAART Company provides specialized accounting and compliance services for registered investment advisors, hedge funds, and asset management companies. We deliver the precision portfolio accounting, regulatory filing support, and investor reporting that investment managers need to focus on generating returns.
Core Directives
Portfolio Accounting
SEC Compliance
Performance Reporting
Operational Milestones
01
Firm Assessment
Review your portfolio accounting systems, regulatory compliance, and investor reporting requirements.
02
Compliance Infrastructure
Strengthen SEC filing processes, custody compliance, and regulatory documentation.
03
Reporting Systems
Implement institutional-quality performance reporting, investor statements, and portfolio analytics.
04
Ongoing Support
Continuous portfolio accounting, regulatory filing, and strategic advisory for firm operations.
Included Services & Outcomes
Portfolio Accounting & Reconciliation
NAV Calculation & Verification
SEC Form ADV & Regulatory Filings
Performance Reporting (GIPS Standards)
Investor Statement Preparation
Custody Rule Compliance
Fund Tax Preparation & K-1s
Audit Coordination & Support
Investment Manager Finance Built for Scale.
SMAART brings expertise in management fee and performance fee accounting, SEC/FINRA compliance support, and NAV reconciliation for investment managers.
FAQ
Questions &
Answers
Get answers to the most common questions about our investment management services.
Yes. SMAART supports Form ADV preparation, annual updating amendments, custody rule compliance, and regulatory examination preparation for registered investment advisors.
Absolutely. We prepare performance reports that meet Global Investment Performance Standards (GIPS) requirements for institutional investor presentation.
Yes. We provide fund accounting, NAV calculations, investor allocations, and tax reporting for hedge fund structures across multiple strategies.
SMAART handles the complexities of multi-fund families including inter-fund allocations, consolidated reporting, and fund-level vs. firm-level compliance.
Invest in Better Financial Operations.
Partner with SMAART for investment management accounting, SEC compliance, and the institutional-quality reporting your firm and investors demand.
Schedule ConsultationCross-industry
Other industries we serve
SMAART works across the small-business spectrum. If you straddle investment management and one of these, the same team can support both engagements.
Agriculture & Farming
Specialized accounting, tax planning, and advisory services for farms, ranches, agribusinesses, and agricultural enterpr
AI & Artificial Intelligence
Specialized financial, tax, and advisory services for AI companies, machine learning startups, and deep-tech ventures na
Ambulatory Care
Outpatient financial management, procedure-based revenue tracking, and regulatory compliance for ambulatory care facilit
Apparel & Clothing
Seasonal inventory management, product costing, and wholesale/retail financial management for fashion brands, apparel co
Asset & Wealth Management
High-net-worth client accounting, trust and estate financial management, and tax optimization for wealth management firm
Attorney Offices & Law Firms
IOLTA trust accounting, partner compensation structuring, and practice management financial services for law firms and a
Related Services
Explore Our Other Services
01 / 02
01 / 02
Related Insights
From the SMAART Blog
Tax Planning
Q3 Estimated Tax 2026: It's Interest, Not a Penalty
The charge for missing the September 15 estimated tax payment is interest, not a fine, and it runs separately on each installment. Here is how IRC 6654 actually computes it.
Read Article
Tax Planning
Employer Childcare Tax Credit: Almost Nobody Claims It
Florida employers can now claim 40 to 50 percent of childcare spending under the 2026 employer childcare tax credit, up from 25 percent for 25 years.
Read Article
CFO Services
The SBA Just Doubled Its Combined Loan Limit to $10 Million: What It Means for Your Growth Plans
Effective July 4, 2026, borrowers can combine SBA 7(a) and 504 loans for up to $10 million in financing, double the old cap. Here is how the new rule works.
Read Article