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Industry Expertise

Investment Management

Portfolio accounting, NAV calculations, SEC compliance, and performance reporting for investment advisors, hedge funds, and asset managers.

Investment Management

Financial Expertise for Investment Management Firms

Investment management firms face rigorous financial requirements including daily or periodic NAV calculations, complex portfolio accounting across multiple asset classes, SEC and state regulatory compliance, and the performance reporting standards that institutional and high-net-worth investors demand.

SMAART Company provides specialized accounting and compliance services for registered investment advisors, hedge funds, and asset management companies. We deliver the precision portfolio accounting, regulatory filing support, and investor reporting that investment managers need to focus on generating returns.

Core Directives
Portfolio Accounting
SEC Compliance
Performance Reporting
Operational Milestones
01

Firm Assessment

Review your portfolio accounting systems, regulatory compliance, and investor reporting requirements.

02

Compliance Infrastructure

Strengthen SEC filing processes, custody compliance, and regulatory documentation.

03

Reporting Systems

Implement institutional-quality performance reporting, investor statements, and portfolio analytics.

04

Ongoing Support

Continuous portfolio accounting, regulatory filing, and strategic advisory for firm operations.

Included Services & Outcomes

Portfolio Accounting & Reconciliation
NAV Calculation & Verification
SEC Form ADV & Regulatory Filings
Performance Reporting (GIPS Standards)
Investor Statement Preparation
Custody Rule Compliance
Fund Tax Preparation & K-1s
Audit Coordination & Support

Investment Manager Finance Built for Scale.

SMAART brings expertise in management fee and performance fee accounting, SEC/FINRA compliance support, and NAV reconciliation for investment managers.

FAQ

Questions &
Answers

Get answers to the most common questions about our investment management services.

Ask Us Directly

Yes. SMAART supports Form ADV preparation, annual updating amendments, custody rule compliance, and regulatory examination preparation for registered investment advisors.

Absolutely. We prepare performance reports that meet Global Investment Performance Standards (GIPS) requirements for institutional investor presentation.

Yes. We provide fund accounting, NAV calculations, investor allocations, and tax reporting for hedge fund structures across multiple strategies.

SMAART handles the complexities of multi-fund families including inter-fund allocations, consolidated reporting, and fund-level vs. firm-level compliance.

Invest in Better Financial Operations.

Partner with SMAART for investment management accounting, SEC compliance, and the institutional-quality reporting your firm and investors demand.

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Cross-industry

Other industries we serve

SMAART works across the small-business spectrum. If you straddle investment management and one of these, the same team can support both engagements.

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